Robert A. Fishman
Professional summary
Robert Adam Fishman is a registered financial professional currently at FORTRESS CAPITAL FORMATION LLC located in New York, New York and FORTRESS WEALTH SOLUTIONS LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2019. Robert has worked at 2 firms and has passed the Series 99TO, Series 7TO, SIE, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Adam Fishman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2019 - Present
FORTRESS CAPITAL FORMATION LLC
Office #1: 1345 Avenue Of The Americas 45th Floor, New York, NY 10105July 16, 2024 - Present
FORTRESS WEALTH SOLUTIONS LLC
Office #1: 1345 Avenue Of The Americas 45th Floor, New York, NY 10105Office #2: 1345 Avenue Of The Americas 45th Floor, New York, NY, 10105State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 6/17/2019
General Securities Representative ExaminationFINRA
Current Firm
FORTRESS WEALTH SOLUTIONS LLC
CRD#: 324594 / SEC#: , 8-71159
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORTRESS OPERATING ENTITY I L.P. | SOLE MANAGING MEMBER | |
| BASS, DANIEL NEAL | MANAGER (NON-MANAGEMENT), BOARD OF MANAGERS | 4747757 |
| BOBKER, ADAM JASON | CO-CHIEF EXECUTIVE OFFICER | 4525099 |
| BROOKS, DAVID NICHOLS | MANAGER (NON-MANAGEMENT), BOARD OF MANAGERS | 5314938 |
| FISHMAN, ROBERT ADAM | CHIEF COMPLIANCE OFFICER | 7093592 |
| RIORDAN, TIFFANY | FINOP, PFO, POO, CFO | 6313437 |
| WILSON, NILS | CO-CHIEF EXECUTIVE OFFICER | 2566066 |
Red Flags
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