Lester J. Harper

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CRD#: 709271

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lester John Harper was a registered financial professional .

Lester is a previously registered financial professional and started their career in finance in 1980. Lester had worked at 13 firms and has passed the Series 65, Series 63, Series 7, Series 24, Series 53, Series 4 and Series 12 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 5, 2009 - May 31, 2012

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

SALT LAKE CITY, UT

Past

March 31, 2007 - August 6, 2009

CAPITAL FINANCIAL SERVICES, INC.

CRD#: 8408

CEDAR HILLS, UT

Past

September 19, 2003 - April 5, 2007

COMMUNITY BANKERS SECURITIES, LLC

CRD#: 42794

CEDAR HILLS, UT

Past

March 6, 2002 - September 9, 2003

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

June 4, 2001 - November 6, 2001

CAPITAL SUISSE SECURITIES, INC.

CRD#: 37531

SAN FRANCISCO, CA

Past

December 8, 1998 - June 5, 2001

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

December 2, 1996 - December 22, 1998

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

May 21, 1996 - June 12, 1996

RFCA FINANCIAL SERVICES, INC.

CRD#: 16562

TORRANCE, CA

Past

June 16, 1995 - August 9, 1996

NORCROSS & COMPANY

CRD#: 28570

PHOENIX, AZ

Past

October 6, 1993 - April 3, 1995

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

May 20, 1988 - August 19, 1993

ZIONS DIRECT, INC.

CRD#: 17776

SALT LAKE CITY, UT

Past

September 2, 1986 - February 25, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Past

June 4, 1980 - August 29, 1986

E. F. HUTTON & COMPANY INC

CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/1/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/24/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/19/1980

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/3/1986

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 10/27/1986

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 5/21/1982

Registered Options Principal Examination

Principal/Supervisory Exam

Series 12

Date: 10/17/1981

NYSE Branch Manager Examination

Current Firm

J.P. TURNER & COMPANY, L.L.C.

J.P. TURNER & COMPANY | J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177 / SEC#: , 8-50156

Terminated by SEC on 04/04/2016

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Contact information

Main Address

Mailing Address

Phone number

Established

Georgia since 04/11/1997

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
BRAVES AQUISITION LLC	MEMBER
SHELSON, MARK PAUL	CORPORATE TREASURER	1819252
WOLL, EDWARD BARNETT	CHIEF COMPLIANCE OFFICER	1096606

Disclosures

Regulatory Event	30
Arbitration	12

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lester J. Harper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAPITAL FINANCIAL SERVICES, INC.

COMMUNITY BANKERS SECURITIES, LLC

ALLSTATE FINANCIAL SERVICES, LLC

CAPITAL SUISSE SECURITIES, INC.

CETERA WEALTH SERVICES, LLC

WMA SECURITIES, INC.

RFCA FINANCIAL SERVICES, INC.

NORCROSS & COMPANY

LASALLE ST SECURITIES, L.L.C.

ZIONS DIRECT, INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/1/1992

Series 63

Date: 4/24/1980

Series 7

Date: 4/19/1980

Series 24

Date: 11/3/1986

Series 53

Date: 10/27/1986

Series 4

Date: 5/21/1982

Series 12

Date: 10/17/1981

Current Firm

J.P. TURNER & COMPANY, L.L.C.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

J.P. TURNER & COMPANY, L.L.C.

TRUST BUT VERIFY

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