Timothy F. Shanahan

COMPASS CAPITAL

BRAINTREE, MA 02184-8734

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CRD#: 709231

Professional summary

Timothy Francis Shanahan, who also goes by Tim Shanahan, is a registered financial advisor currently at COMPASS CAPITAL CORPORATION located in Braintree, Massachusetts and COMPASS SECURITIES CORPORATION located in Braintree, Massachusetts.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Timothy has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Shanahan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TOMALTECH O'SEANACHAIN REALTY TRUST, 50 BHOP RENTAL REAL ESTATE; TRUSTEE, WILL MANAGE AS NEEDED. 100% OWNER. THIS IS AN OUTSIDE BUSINESS ACTIVITY ONLY, DEVOTING ONE HOUR PER MONTH. START DATE DEC 2012 3) INVESTMENT ADVISOR REPRESENTATIVE WITH COMPASS CAPITAL CORPORATION, AN SEC REGISTERED INVESTMENT ADVISER 4) REGISTERED REPRESENTATIVE WITH COMPASS SECURITIES CORPORATION, A FINRA REGISTERED BROKER DEALER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Francis Shanahan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 14, 1994 - Present

COMPASS CAPITAL CORPORATION

Office #1: 50 Braintree Hill Office Park Suite 105, Braintree, MA 02184-8734

RIA

CRD#: 112323

BRAINTREE, MA

Current

March 6, 2015 - Present

COMPASS SECURITIES CORPORATION

Office #1: 50 Braintree Hill Park Suite 105, Braintree, MA 02184-8734

CRD#: 16168

Braintree, MA

Past

June 13, 2018 - December 2, 2019

MARKETSFLOW

RIA

CRD#: 297107

BOSTON, MA

Past

September 23, 2015 - November 29, 2016

ADAPTIVE INVESTMENTS

RIA

CRD#: 281201

BRAINTREE, MA

Past

January 3, 2014 - January 12, 2015

CAPITAL GUARDIAN, LLC

CRD#: 137919

BRAINTREE, MA

Past

June 3, 1985 - December 31, 2013

COMPASS SECURITIES CORPORATION

CRD#: 16168

BRAINTREE, MA

Past

June 2, 1980 - July 2, 1985

ALTERNATIVE INVESTMENT CORPORATION

CRD#: 7680

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS CAPITAL CORPORATION

CHADWICK & ROTHENBERG GROUP LLC | STRATEGIC PLANNING INC | LICCIARDELLO FINANCIAL SERVICES | COMPASS CAPITAL CORPORATION

CRD#: 112323 / SEC#: 801-21957

RIA

Registered Investment Advisory firm - (7/31/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

District of Columbia
(3/23/2015)

Illinois
(3/6/2015)

IAR

Massachusetts
(5/14/1994)

Massachusetts
(3/6/2015)

Missouri
(11/14/2016)

Nevada
(1/31/2018)

Wyoming
(11/14/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/28/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/17/1980

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 9/11/1987

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/17/1985

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

COMPASS CAPITAL CORPORATION

CHADWICK & ROTHENBERG GROUP LLC | STRATEGIC PLANNING INC | LICCIARDELLO FINANCIAL SERVICES | COMPASS CAPITAL CORPORATION

CRD#: 112323 / SEC#: 801-21957

RIA

Registered Investment Advisory firm - (7/31/1984 Approved)

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Contact information

Main Address

50 Braintree Hill Office Park Suite 105, Braintree, MA 02184-8734

Mailing Address

Phone number

(781) 535-6083

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPASS CAPITAL FORM ADV 2 BROCHURE DATED 063025 (9/25/2025)

Regulatory assets under management

Total Number of Accounts	1,371
AUM (Assets Under Management)	$ 663,564,349

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Timothy F. Shanahan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Francis Shanahan's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS SECURITIES CORPORATION

MARKETSFLOW

ADAPTIVE INVESTMENTS

CAPITAL GUARDIAN, LLC

COMPASS SECURITIES CORPORATION

ALTERNATIVE INVESTMENT CORPORATION

Primary Firm SEC Registration

COMPASS CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 4/28/1980

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/17/1980

Series 27

Date: 9/11/1987

Series 24

Date: 5/17/1985

FINRA

Current Firm

COMPASS CAPITAL CORPORATION

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPASS CAPITAL CORPORATION

TRUST BUT VERIFY

Contact information

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