Joseph D. Quinones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Daniel Quinones, who also goes by Jose Daniel Quinones, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1980. Joseph had worked at 15 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2012 - October 19, 2012
MERRIMAC CORPORATE SECURITIES, INC.
March 18, 2011 - September 19, 2011
ECHOTRADE LLC
December 16, 2010 - February 3, 2011
MERRIMAC CORPORATE SECURITIES, INC.
July 2, 2007 - December 17, 2008
THOMAS ANTHONY & ASSOCIATES , INC.
July 26, 2006 - April 17, 2007
PARK FINANCIAL GROUP, INC.
November 7, 2003 - March 16, 2004
PARK FINANCIAL GROUP, INC.
August 24, 1992 - October 11, 1999
PARK FINANCIAL GROUP, INC.
June 11, 1992 - September 14, 1992
FENNER FINANCIAL, INC.
October 2, 1991 - January 24, 1992
SCHNEIDER SECURITIES, INC.
April 6, 1989 - April 17, 1991
INTERNATIONAL ASSETS ADVISORY, LLC
December 22, 1988 - April 26, 1989
GUARDIAN EQUITIES GROUP, INC.
October 28, 1988 - March 11, 1989
VANDERBILT SECURITIES, INC.
January 14, 1987 - November 8, 1988
BRD FINANCIAL GROUP, INC.
June 19, 1986 - January 27, 1987
UBS CAPITAL MARKETS L.P.
November 22, 1985 - June 23, 1986
RAYMOND JAMES & ASSOCIATES, INC.
September 24, 1985 - November 14, 1985
NASH, WEISS & CO.
August 8, 1980 - September 27, 1985
TROSTER SINGER CORPORATION
May 23, 1980 - June 8, 1982
M. S. WIEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/31/2006
Limited Representative-Equity Trader ExamCurrent Firm
MERRIMAC CORPORATE SECURITIES, INC.
CRD#: 35463 / SEC#: , 8-46721
Contact information
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
