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Vadims Osipovs

SEB SECURITIES
New York, NY 10001
Some features on this profile are disabled
CRD#: 7088847
VO

Professional summary

Vadims Osipovs Mr, who also goes by Vadims Osipovs Mr, is a registered financial professional currently at SEB SECURITIES, INC. located in New York, New York.

Vadims is registered as a RR (Registered Representative) and started their career in finance in 2019. Vadims has worked at 1 firm and has passed the Series 99TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Vadims Osipovs Mr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vadims Osipovs Mr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 27, 2019 - Present

SEB SECURITIES, INC.

Office #1: 66 Hudson Boulevard 28th Floor, New York, NY, 10001Office #2: 66 Hudson Boulevard 28th Floor, New York, NY, 10001
BD
CRD#: 23710
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 8/27/2019
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 2/6/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SEB SECURITIES, INC.
ENSKILDA SECURITIES INC | SEB SECURITIES, INC. | SEB ENSKILDA, INC. | SCANDINAVIAN AMERICAN SECURITIES, INC. | ENSKILDA SECURITIES INC.

CRD#: 23710 / SEC#: , 8-40644

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
66 Hudson Boulevard 28th Floor, New York, NY, 10001
Mailing Address
66 Hudson Boulevard 28rd Floor, New York, NY, 10001
Phone number
(212) 692-4780
Established
Delaware since 11/28/1988
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL)FOREIGN BANK (PARENT)
FERNANDEZ, DAVIDCHIEF COMPLIANCE OFFICER5994929
GULBRANDSEN, IRINACHIEF RISK OFFICER6236681
JENCAUSKAS, MATAS MR.FINANCIAL OPERATIONS PRINCIPAL8066410
LOFGREN, MAGNUSCHIEF EXECUTIVE OFFICER5646538

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEB SECURITIES, INC.

CRD#: 23710New York, NY 10001

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