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FIRM PROFILE
Overview
SEB SECURITIES, INC. is located at 66 Hudson Boulevard, 28th Floor, New York, NY 10001 and was first established at New York, Delaware in 11/28/1988. After operating for 37 years, SEB SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SEB SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. SEB SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SEB SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SEB SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SEB SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SEB SECURITIES, INC. Comes From
Understanding the Statistics for SEB SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
66 Hudson Boulevard 28th Floor, New York, NY, 10001
66 Hudson Boulevard 28rd Floor, New York, NY, 10001
Small
(212) 692-4780
Delaware since 11/28/1988
Corporation
December
FIRM DOCUMENTS
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Advisor's working at SEB SECURITIES, INC.
James Randall Carroll
Michael Charles Craufurd Cooper
Anthony Kokkinos
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