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AB

Anthony Bufinsky

DISTRIBUTION SERVICES
Marina del Rey, CA 90292
Some features on this profile are disabled
CRD#: 7088616
AB

Professional summary

Anthony Bufinsky is a registered financial professional currently at DISTRIBUTION SERVICES, LLC located in Marina Del Rey, California.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 2019. Anthony has worked at 3 firms and has passed the Series 63, Series 52TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Bufinsky's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 6, 2021 - Present

DISTRIBUTION SERVICES, LLC

Office #1: 4551 Glencoe Ave., #350, Marina Del Rey, CA 90292
BD
CRD#: 25938
Marina del Rey, CA
Past

November 9, 2020 - April 1, 2021

INVESTIFI SECURITIES LLC

BD
CRD#: 289604
ST PETERSBURG, FL
Past

March 5, 2020 - May 1, 2020

HERITAGE FINANCIAL SYSTEMS, LLC

BD
CRD#: 133019
MALVERN, PA
Past

July 31, 2019 - September 22, 2020

INVESTIFI SECURITIES LLC

BD
CRD#: 289604
ST PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/6/2021)
RR
New York
(5/6/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 8/22/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 12/5/2019
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/31/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/1/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

DS
DISTRIBUTION SERVICES, LLC
DISTRIBUTION SERVICES, LLC | UMB DISTRIBUTION SERVICES, LLC | SUNSTONE FINANCIAL GROUP, INC. | SUNSTONE DISTRIBUTION SERVICES, LLC

CRD#: 25938 / SEC#: , 8-42106

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Wisconsin since 09/27/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
TAYLOR, GORDON BURDETTEVP, CHIEF COMPLIANCE OFFICER2990648

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DISTRIBUTION SERVICES, LLC

CRD#: 25938Marina Del Rey, CA 90292

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