John B. Mortola

JOURNEY STRATEGIC WEALTH LLC

Seattle, WA

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CRD#: 708845

Professional summary

John Bernard Mortola is a registered financial advisor currently at JOURNEY STRATEGIC WEALTH LLC located in Seattle, Washington.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. John has worked at 12 firms and has passed the Series 65, Series 63, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Bernard Mortola's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2025 - Present

JOURNEY STRATEGIC WEALTH LLC

RIA

CRD#: 310648

Seattle, WA

Past

March 10, 2004 - December 31, 2005

ESSEX SECURITIES LLC

CRD#: 46605

JERSEY CITY, NJ

Past

October 21, 1994 - December 4, 1995

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

April 18, 1994 - October 25, 1994

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

April 29, 1993 - December 9, 1993

FORTH FINANCIAL SECURITIES, CORPORATION

CRD#: 14363

RICHMOND, VA

Past

July 14, 1986 - May 20, 1987

PFS INVESTMENTS INC.

CRD#: 10111

Past

May 16, 1985 - July 15, 1986

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

April 8, 1983 - July 22, 1986

NEW ENGLAND SECURITIES

CRD#: 615

Past

February 22, 1982 - May 26, 1982

PORCARI, FEARNOW & ASSOCIATES, INC.

CRD#: 7668

Past

June 11, 1981 - July 15, 1981

THE INVESTMENT BANKERS, INC.

CRD#: 8420

Past

December 15, 1980 - June 12, 1981

FIRST COLORADO INVESTMENTS & SECURITIES, INC.

CRD#: 6929

Past

May 22, 1980 - December 23, 1982

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOURNEY STRATEGIC WEALTH LLC

JOURNEY STRATEGIC WEALTH LLC | MDL WEALTH MANAGEMENT

CRD#: 310648 / SEC#: 801-119925

RIA

Registered Investment Advisory firm - (12/7/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(7/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/11/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/9/2004

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 1/3/1995

General Securities Representative Examination

Current Firm

JOURNEY STRATEGIC WEALTH LLC

JOURNEY STRATEGIC WEALTH LLC | MDL WEALTH MANAGEMENT

CRD#: 310648 / SEC#: 801-119925

RIA

Registered Investment Advisory firm - (12/7/2020 Approved)

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Contact information

Main Address

47 Maple Street Suite 104, Summit, NJ 07901

Mailing Address

Phone number

(201) 905-0070

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JOURNEY STRATEGIC WEALTH, LLC DISCLOSURE BROCHURE & PRIVACY POLICY (9/10/2025)

Regulatory assets under management

Total Number of Accounts	3,304
AUM (Assets Under Management)	$ 3,764,311,936

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John B. Mortola

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Bernard Mortola's CRS (Customer Relationship Summary).

Certified licenses

Experience

ESSEX SECURITIES LLC

SECURITIES AMERICA, INC.

INVESTORS CAPITAL CORP.

FORTH FINANCIAL SECURITIES, CORPORATION

PFS INVESTMENTS INC.

INTEGRATED RESOURCES EQUITY CORPORATION

NEW ENGLAND SECURITIES

PORCARI, FEARNOW & ASSOCIATES, INC.

THE INVESTMENT BANKERS, INC.

FIRST COLORADO INVESTMENTS & SECURITIES, INC.

BLINDER, ROBINSON & CO., INC.

Primary Firm SEC Registration

JOURNEY STRATEGIC WEALTH LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/2025

Series 63

Date: 3/11/2004

Series 6

Date: 3/9/2004

Series 7

Date: 1/3/1995

Current Firm

JOURNEY STRATEGIC WEALTH LLC

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOURNEY STRATEGIC WEALTH LLC

TRUST BUT VERIFY

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