AM
Anup P. Maheshwari
360 ONE ASSET MANAGEMENT LIMITED
Mumbai,maharashtra, 400013
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CRD#: 7088448
AM
Professional summary
Anup Pratapsingh Maheshwari is a registered financial advisor currently at 360 ONE ASSET MANAGEMENT LIMITED .
Anup is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Anup has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Anup Pratapsingh Maheshwari's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2019 - Present
360 ONE ASSET MANAGEMENT LIMITED
Office #1: 360 One Centre, Kamala City Senapati Bapat Marg, Lower Parel, Mumbai,maharashtra 400013RIA
CRD#: 300914
Mumbai,maharashtra,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
3O
360 ONE ASSET MANAGEMENT LIMITED
360 ONE ASSET MANAGEMENT LIMITED | IIFL ASSET MANAGEMENT LIMITED
CRD#: 300914 / SEC#: 801-115268
RIA
Registered Investment Advisory firm - (5/14/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/14/2019)
Exams
Current Firm
3O
360 ONE ASSET MANAGEMENT LIMITED
360 ONE ASSET MANAGEMENT LIMITED | IIFL ASSET MANAGEMENT LIMITED
CRD#: 300914 / SEC#: 801-115268
RIA
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Contact information
Main Address
360 One Centre, Kamala City Senapati Bapat Marg, Lower Parel, Mumbai,maharashtra 400013
Mailing Address
Phone number
+91 022 4876 5600
Established
Firm type
Fiscal year end
# of Employees
129
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,576 |
| AUM (Assets Under Management) | $ 4,816,950,669 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/21/2025 | ||
| 04/07/2024 | ||
| 05/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
