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JW

John R. Worley

METROPOLITAN CAPITAL INVESTMENT BANC
CHICAGO, IL 60611
CRD#: 7087357
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JW
John Ryan WorleyMETROPOLITAN CAPITAL INVESTMENT BANC

Professional summary

John Ryan Worley, who also goes by John Worley, is a registered financial professional currently at METROPOLITAN CAPITAL INVESTMENT BANC, INC. located in Chicago, Illinois and STONEHAVEN, LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 2019. John has worked at 2 firms and has passed the Series 63, Series 82TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

John Worley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Ryan Worley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 20, 2019 - Present

METROPOLITAN CAPITAL INVESTMENT BANC, INC.

Office #1: 9 East Ontario, Chicago, IL 60611
BD
CRD#: 148820
CHICAGO, IL
Current

June 9, 2026 - Present

STONEHAVEN, LLC

Office #1: 600 Fifth Avenue 2nd Floor, New York, NY 10020
BD
CRD#: 118913
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/6/2020)
RR
Illinois
(6/9/2026)
RR
Indiana
(12/5/2022)
RR
New York
(6/9/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 5/9/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 4/19/2019
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 12/21/2018
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SL
STONEHAVEN, LLC
STONEHAVEN, LLC

CRD#: 118913 / SEC#: , 8-53699

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
600 Fifth Avenue 2nd Floor, New York, NY 10020
Mailing Address
600 Fifth Avenue 2nd Floor, New York, NY 10020
Phone number
(917) 349-7050
Established
Delaware since 10/12/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONEHAVEN HOLDINGS LLCSOLE MEMBER OF STONEHAVEN LLC
FRANK, DAVID THOMASCEO3256230
JAFARZADEH, STEVEN ERICCCO2994968
SULLIVAN, MARK JOSEPHCGO2925479

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONEHAVEN, LLC

CRD#: 118913Chicago, IL 60611

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