SF
Stefan M. Faerber
ON INVESTMENT MANAGEMENT CO
Napoleon, OH 43545
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CRD#: 7086098
SF
Professional summary
Stefan Michael Faerber, who also goes by Stefan Faerber, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Napoleon, Ohio and THE O.N. EQUITY SALES COMPANY located in Napoleon, Ohio.
Stefan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Stefan has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stefan Faerber
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). Meyer-Badenhop Insurance Agency, Inc; 1333 Woodlawn Ave, Napoleon, OH 43545; not investment related; insurance sales; vice president/secretary; 01/01/2018-present; 96 Hours/month (84 during securities trading hours); insurance sales and maintenance. 2). The Remade House, LLC; 10 School Ct, Waterville OH 43566; not investment related; house flipping; owner; 05/01/2021-present; 5 hours/month (0 during securities trading hours); My wife and I flip houses as a hobby. We do about one house per year. this is not associated with any company. 3) TICA Property holdings LLC; not investment related; 1333 Woodlawn Ave Napoleon OH 43545: Holding Corporation for Meyer- Badenhop Insurance office buildings; 50% owner; 01/01/2022; 0 hours/month; Review rent payments annually other 50% owner does monthly accounting
CRS (Client Relationship Summary) - RIA
Click below to view Stefan Michael Faerber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 21, 2021 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 1333 Woodlawn Ave, Napoleon, OH 43545RIA
CRD#: 105662
Napoleon, OH
Current
May 3, 2019 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 1333 Woodlawn Ave, Napoleon, OH 43545BD
CRD#: 2936
Napoleon, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(11/17/2021)
RR
Ohio(5/4/2019)
IAR
Ohio(9/21/2021)
RR
South Carolina(11/17/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 5/3/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662Napoleon, OH 43545TRUST BUT VERIFY
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