AC
Albert M. Campbell
CETERA INVESTMENT ADVISERS LLC
PENDLETON, SC 29670
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CRD#: 708484
AC
Professional summary
Albert Monroe Campbell JR, CFP®, who also goes by Bert Campbell, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pendleton, South Carolina and CETERA WEALTH SERVICES, LLC located in Pendleton, South Carolina.
Albert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Albert has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, Series 22TO, SIE, Series 7 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bert Campbell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGENT DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE PENDLETON SC FOR 20HRS/WK SINCE 1978//B&G PROPERTIES CLEMSON, LLC OWN AN OFFICE BUILDING THAT WILL BE LEASED TO ACI FINANCIAL FOR 0HRS/WK SINCE 5/2012
2. OWNER RENTAL PROPERTY AT PERSONAL RESIDENCE FOR 1HR/WK SINCE 1994
3. PARTNER IN C-WINGS LLC IN EDGEFIELD, SC FOR 0 HRS/WK SINCE 10/2010.
4. NAME OF OTHER BUSINESS: UNIVERSITY BAPTIST CHURCH
INVESTMENT RELATED: NO
ADDRESS: 401 PENDLETON RD. CLEMSON, SC 29631
NATURE OF BUSINESS: CHURCH
START DATE: 01/01/2016
POSITION/TITLE/RELATIONSHIP: MEMBER OF DEACON BOARD
APX NUMBER OF HOURS PER WEEK: 1
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES
BRIEF DESCRIPTION OF DUTIES: DEACON - RESPONSIBLE FOR COLLEGE MINISTRY.
5. NAME OF OTHER BUSINESS: DBA ACI FINANCIAL, LLC;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: FINANCIAL SERVICES;
START DATE: 05/1980;
POSITION/TITLE/RELATIONSHIP: PRESIDENT/ FINANCIAL ADVISOR;
APX NUMBER OF HOURS PER WEEK: 40 HOURS;
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS;
BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS.
CRS (Client Relationship Summary) - RIA
Click below to view Albert Monroe Campbell JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 154 Exchange St, Pendleton, SC 29670RIA
CRD#: 105644
PENDLETON, SC
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 154 Exchange St, Pendleton, SC 29670BD
CRD#: 13572
Pendleton, SC
Past
September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
March 24, 2004 - September 3, 2013
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
PENDLETON, SC
Past
December 17, 1996 - September 3, 2013
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
PENDLETON, SC
Past
October 20, 1994 - December 18, 1996
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
Past
May 13, 1980 - November 3, 1994
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/10/2025)
RR
Arizona(9/3/2013)
RR
Arkansas(5/18/2022)
RR
California(9/3/2013)
RR
Colorado(9/3/2013)
RR
District of Columbia(10/9/2024)
RR
Florida(9/3/2013)
RR
Georgia(9/3/2013)
RR
Indiana(9/3/2013)
RR
Louisiana(9/3/2013)
RR
Maryland(9/3/2013)
RR
Michigan(9/28/2021)
RR
Mississippi(10/3/2019)
RR
New Jersey(9/3/2013)
RR
New Mexico(1/31/2023)
RR
North Carolina(9/3/2013)
RR
Ohio(1/6/2015)
RR
Pennsylvania(2/9/2018)
RR
South Carolina(9/3/2013)
IAR
South Carolina(6/29/2023)
RR
Tennessee(9/3/2013)
RR
Texas(1/7/2014)
IAR
Texas(6/29/2023)
RR
Virginia(9/3/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 5/6/1980
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Pendleton, SC 29670TRUST BUT VERIFY
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