AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
FC

Felipe Carvalho

AVENUE SECURITIES LLC
Miami, FL 33133
Some features on this profile are disabled
CRD#: 7084776
FC

Professional summary

Felipe Carvalho is a registered financial professional currently at AVENUE SECURITIES LLC located in Miami, Florida.

Felipe is registered as a RR (Registered Representative) and started their career in finance in 2019. Felipe has worked at 2 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 7TO, SIE, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Felipe Carvalho's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 22, 2020 - Present

AVENUE SECURITIES LLC

Office #1: 2601 S Bayshore Drive Suite 1100, Miami, FL 33133
BD
CRD#: 292589
Miami, FL
Past

April 22, 2019 - October 6, 2020

C6 CAPITAL SECURITIES LLC

BD
CRD#: 299058
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(10/22/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 5/8/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 12/20/2019
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/22/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/10/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/8/2022
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/1/2022
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
AVENUE SECURITIES LLC
AVENUE SECURITIES LLC

CRD#: 292589 / SEC#: , 8-70079

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2601 S Bayshore Drive Suite 1100, Miami, FL 33133
Mailing Address
2601 S Bayshore Drive Suite 1100, Miami, FL 33133
Phone number
(786) 220-7233
Established
Delaware since 12/05/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AVENUE HOLDINGS INC.SOLE MEMBER
ARTMANN, ALEXANDRE WAEHNELDTPOO2804856
HOPKINS, THOMAS JOHNFINOP, PFO1835087
LEE, ROBERTO LLOPISCHIEF EXECUTIVE OFFICER6918129
RAMOS, OLGA ENIDCCO2852961

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AVENUE SECURITIES LLC

CRD#: 292589Miami, FL 33133

TRUST BUT VERIFY

Monitor Felipe Carvalho

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Noah Philip Alweiss
Noah AlweissAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Miami, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.