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Anne D. Desantis
ALBERT SECURITIES
Santa Barbara, CA 93101
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CRD#: 7084750
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Professional summary
Anne Daisy Desantis, who also goes by Anne Daisy Desantis, Anne Desantis, is a registered financial professional currently at ALBERT SECURITIES, LLC located in Santa Barbara, California.
Anne is registered as a RR (Registered Representative) and started their career in finance in 2019. Anne has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Anne Daisy Desantis | Anne Desantis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Anne Daisy Desantis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 14, 2023 - Present
ALBERT SECURITIES, LLC
Office #1: 126 E Haley St, Suite A2, Santa Barbara, CA 93101BD
CRD#: 305928
Santa Barbara, CA
Past
June 9, 2023 - December 4, 2023
AXOS CLEARING LLC
BD
CRD#: 117176
CENTENNIAL, CO
Past
October 1, 2020 - August 5, 2022
ROBINHOOD FINANCIAL, LLC
BD
CRD#: 165998
Denver, CO
Past
July 30, 2019 - August 19, 2020
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
JACKSONVILLE, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/14/2023)
RR
Alaska(12/14/2023)
RR
Arkansas(12/14/2023)
RR
California(12/14/2023)
RR
Colorado(12/14/2023)
RR
Connecticut(12/14/2023)
RR
Delaware(12/14/2023)
RR
District of Columbia(12/14/2023)
RR
Florida(12/14/2023)
RR
Georgia(12/14/2023)
RR
Hawaii(12/14/2023)
RR
Idaho(12/14/2023)
RR
Illinois(12/14/2023)
RR
Indiana(12/14/2023)
RR
Iowa(12/14/2023)
RR
Kansas(12/14/2023)
RR
Kentucky(12/14/2023)
RR
Louisiana(12/14/2023)
RR
Maine(12/14/2023)
RR
Maryland(12/14/2023)
RR
Massachusetts(12/14/2023)
RR
Michigan(12/14/2023)
RR
Minnesota(12/14/2023)
RR
Mississippi(12/14/2023)
RR
Missouri(12/14/2023)
RR
Montana(12/14/2023)
RR
Nebraska(12/14/2023)
RR
Nevada(12/14/2023)
RR
New Hampshire(12/14/2023)
RR
New Jersey(12/14/2023)
RR
New Mexico(12/14/2023)
RR
New York(12/14/2023)
RR
North Carolina(12/14/2023)
RR
North Dakota(12/14/2023)
RR
Ohio(12/14/2023)
RR
Oklahoma(12/14/2023)
RR
Oregon(12/14/2023)
RR
Pennsylvania(12/14/2023)
RR
Puerto Rico(12/14/2023)
RR
Rhode Island(12/14/2023)
RR
South Carolina(12/14/2023)
RR
South Dakota(12/14/2023)
RR
Tennessee(12/14/2023)
RR
Texas(12/14/2023)
RR
Utah(12/14/2023)
RR
Vermont(12/14/2023)
RR
Virgin Islands(12/14/2023)
RR
Virginia(12/14/2023)
RR
Washington(12/14/2023)
RR
West Virginia(12/14/2023)
RR
Wisconsin(12/14/2023)
RR
Wyoming(12/14/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/29/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AS
ALBERT SECURITIES, LLC
ALBERT SECURITIES, LLC
CRD#: 305928 / SEC#: , 8-70459
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
126 E Haley St, Suite A2, Santa Barbara, CA 93101
Mailing Address
440 N Barranca Ave #3801, Covina, CA 91723
Phone number
(805) 465-2674
Established
Delaware since 10/04/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALBERT SECURITIES, LLC
CRD#: 305928Santa Barbara, CA 93101TRUST BUT VERIFY
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