Seana L. Rasor
Professional summary
Seana Lynn-rasor Rasor, who also goes by Seana Lynn Rasor, Shauna Lynn Rasor, Shauna Lynn Rasor-sowell, Seana Lynn-rasor Sowell, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Grapevine, Texas and KESTRA INVESTMENT SERVICES, LLC located in Grapevine, Texas.
Seana is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Seana has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Seana Lynn-rasor Rasor's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1225 South Main Street Suite 103, Grapevine, TX 76051October 22, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/2023)
(2/21/2023)
Exams
Series 7TO
Date: 10/22/2021
General Securities Representative ExaminationFINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
