SC
Sean A. Clark
STRATEGIC ADVISERS LLC
MOORPARK, CA
Some features on this profile are disabled
CRD#: 7082951
SC
Professional summary
Sean Austin Clark, who also goes by Sean Clark, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Moorpark, California and FIDELITY BROKERAGE SERVICES LLC located in Pasadena, California.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Sean has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean Clark
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BISHOP MCGUINNESS CATHOLIC HIGH SCHOOL POSITION: Alumni Board Member NATURE: We help Bishop McGuiness in various tasks such as fund raising planning, growing our alumni participation, ensuring the school is acting in the best interest of its students, as well as networking as a community. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/09/2021 ADDRESS: 1725 NC-66, Kernersville NC 27284, United States DESCRIPTION: I give my opinion on topics, and help with set up and take down of events. OUR LADY OF MERCY CATHOLIC SCHOOL POSITION: Athletic Director NATURE: I will be the Athletic Director for the schools Athletic program. I will be working to organize the games, events, and host home games. Additionally, I will work with the Athletic Directors from the other local Catholics to organize league events. INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 1730 Link Rd, Winston Salem NC 27103, United States DESCRIPTION: Organize, implement, and execute each athletic season from an operational stand point. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
CRS (Client Relationship Summary) - RIA
Click below to view Sean Austin Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 123-127 South Lake Ave., Pasadena, CA 91101Office #3: 155 N Lake Avenue, Pasadena, CA 91101RIA
CRD#: 104555
MOORPARK, CA
Current
March 30, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 123-127 South Lake Ave., Pasadena, CA 91101Office #2: 155 N Lake Avenue, Pasadena, CA 91101BD
CRD#: 7784
Pasadena, CA
Past
April 14, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
PASADENA, CA
Past
June 27, 2020 - March 10, 2023
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
GREENSBORO, NC
Past
June 11, 2020 - March 10, 2023
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
GREENSBORO, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/17/2023)
RR
Alaska(4/17/2023)
RR
Arizona(4/17/2023)
RR
Arkansas(4/17/2023)
RR
California(3/30/2023)
IAR
California(3/31/2025)
RR
Colorado(4/17/2023)
RR
Connecticut(4/17/2023)
RR
District of Columbia(4/17/2023)
RR
Florida(4/17/2023)
RR
Georgia(4/17/2023)
RR
Hawaii(4/17/2023)
RR
Idaho(4/17/2023)
RR
Illinois(4/17/2023)
RR
Indiana(4/17/2023)
RR
Kentucky(4/17/2023)
RR
Maryland(4/17/2023)
RR
Massachusetts(4/17/2023)
RR
Minnesota(4/17/2023)
RR
Mississippi(4/17/2023)
RR
Missouri(4/17/2023)
RR
Nevada(4/17/2023)
RR
New Hampshire(4/17/2023)
RR
New Jersey(4/17/2023)
RR
New Mexico(4/17/2023)
RR
New York(4/17/2023)
RR
North Carolina(3/30/2023)
RR
Ohio(4/18/2023)
RR
Oklahoma(4/17/2023)
RR
Oregon(4/17/2023)
RR
Pennsylvania(4/17/2023)
RR
Rhode Island(4/17/2023)
RR
South Dakota(4/17/2023)
RR
Tennessee(4/17/2023)
RR
Texas(4/17/2023)
IAR
Texas(3/31/2025)
RR
Utah(4/17/2023)
RR
Vermont(4/17/2023)
RR
Virginia(2/4/2025)
RR
Washington(4/17/2023)
RR
Wyoming(4/17/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/11/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
