Antonio C. Rascoe
Professional summary
Antonio Cuellar Rascoe is a registered financial professional currently at ALTERNA SECURITIES, INC. located in Houston, Texas.
Antonio is registered as a RR (Registered Representative) and started their career in finance in 2020. Antonio has worked at 3 firms and has passed the Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Antonio Cuellar Rascoe's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2025 - Present
ALTERNA SECURITIES, INC.
Office #1: 2800 Post Oak Blvd Suite 6300, Houston, TX 77056December 16, 2021 - July 3, 2025
GOLDMAN SACHS & CO. LLC
September 14, 2020 - January 20, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2025)
Exams
Series 7TO
Date: 5/17/2022
General Securities Representative ExaminationSeries 6TO
Date: 9/13/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALTERNA SECURITIES, INC.
CRD#: 41139 / SEC#: , 8-49311
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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