Richard Andrew Nunn
Professional Summary
Richard Andrew Nunn is a registered financial advisor currently at GBM INTERNATIONAL, INC. located in Houston, Texas and ALTERNA SECURITIES, INC. located in Houston, Texas. Richard is registered as a RR (Registered Representative) and started their career in finance in 1983. Richard has worked at 22 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
KITTLE CAPITAL MARKETS, LLC
Contact Information
Main Address
310 E 96th Street Suite 400, Indianapolis, IN 46240Mailing Address
310 E 96th Street Suite 400, Indianapolis, IN 46240Phone Number
(317) 663-6888Established
Indiana since 05/12/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/1/1999)
(9/11/2019)
(2/28/1992)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Richard Andrew Nunn's CRS (Customer Relationship Summary).
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