Dean T. Umemoto

MCLEAN ASSET MANAGEMENT

Tysons, VA 22182

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CRD#: 708206

Professional summary

Dean Takayuki Umemoto, CFP®, who also goes by Dean T Umemoto, is a registered financial advisor currently at MCLEAN ASSET MANAGEMENT CORP. located in Tysons, Virginia.

Dean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Dean has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 24 exams.

Question & Answer

What are your service offerings?

Estate Planning

Retirement Planning

Comprehensive Financial Planni...

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

Dean T Umemoto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since June 2016, I have been a silent partner of inStream Solutions, LLC, a non-investment related company located in Washington DC. The firm is a software company which develops financial planning software for use by investment advisors and other financial serviced professionals. I have no duties and devote 0 hours per month to this entity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Takayuki Umemoto's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

January 23, 1991 - Present

MCLEAN ASSET MANAGEMENT CORP.

Office #1: 1900 Gallows Road Suite 350, Tysons, VA 22182

RIA

CRD#: 108067

Tysons, VA

Past

September 13, 1996 - February 28, 2003

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

March 19, 1990 - September 25, 1996

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

October 27, 1988 - March 19, 1990

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

November 19, 1984 - November 16, 1988

FOCUS SECURITIES, INC.

CRD#: 15023

Past

August 26, 1980 - November 12, 1984

CARDELL & ASSOCIATES, INCORPORATED

CRD#: 7700

Past

May 6, 1980 - September 1, 1980

INDEPENDENT FINANCIAL PLANNERS CORPORATION

CRD#: 653

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCLEAN ASSET MANAGEMENT CORP.

ENCORE 401K | WATERMARK ADVISER SOLUTIONS | MCLEAN FINANCIAL PLANNING CORP | MCLEAN ASSET MANAGEMENT CORPORATION | MCLEAN ASSET MANAGEMENT CORP.

CRD#: 108067 / SEC#: 801-55363

RIA

Registered Investment Advisory firm - (3/19/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(11/19/2012)

IAR

Virginia
(1/23/1991)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/3/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/7/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/17/1988

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 4/29/1980

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/23/1990

General Securities Principal Examination

Current Firm

MCLEAN ASSET MANAGEMENT CORP.

ENCORE 401K | WATERMARK ADVISER SOLUTIONS | MCLEAN FINANCIAL PLANNING CORP | MCLEAN ASSET MANAGEMENT CORPORATION | MCLEAN ASSET MANAGEMENT CORP.

CRD#: 108067 / SEC#: 801-55363

RIA

Registered Investment Advisory firm - (3/19/1998 Approved)

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Contact information

Main Address

1900 Gallows Road Suite 350, Tysons, VA 22182

Mailing Address

Phone number

(703) 827-0636

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MCLEAN ASSET MANAGEMENT CORP ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,435
AUM (Assets Under Management)	$ 819,201,980

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Dean T. Umemoto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Takayuki Umemoto's CRS (Customer Relationship Summary).

Certified licenses

Experience

CADARET, GRANT & CO., INC.

CETERA WEALTH SERVICES, LLC

CADARET, GRANT & CO., INC.

FOCUS SECURITIES, INC.

CARDELL & ASSOCIATES, INCORPORATED

INDEPENDENT FINANCIAL PLANNERS CORPORATION

Primary Firm SEC Registration

MCLEAN ASSET MANAGEMENT CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/3/1996

Series 63

Date: 5/7/1980

Series 7

Date: 9/17/1988

Series 1

Date: 4/29/1980

Series 24

Date: 7/23/1990

Current Firm

MCLEAN ASSET MANAGEMENT CORP.

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCLEAN ASSET MANAGEMENT CORP.

TRUST BUT VERIFY

Contact information

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