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CB

Calvin C. Buchanan

VENTUM FINANCIAL (US)
Vancouver, V6C 3N1
Some features on this profile are disabled
CRD#: 7081211
CB

Professional summary

Calvin Charles Buchanan is a registered financial professional currently at VENTUM FINANCIAL (US) CORP. .

Calvin is registered as a RR (Registered Representative) and started their career in finance in 2019. Calvin has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Calvin Charles Buchanan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 7, 2019 - Present

VENTUM FINANCIAL (US) CORP.

Office #1: 1900 - 666 Burrard Street, Vancouver, V6C 3N1
BD
CRD#: 127404
Vancouver,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/5/2019)
RR
Colorado
(1/20/2023)
RR
Connecticut
(3/15/2021)
RR
Delaware
(10/18/2021)
RR
Minnesota
(7/15/2021)
RR
New York
(6/5/2019)
RR
Oregon
(12/18/2024)
RR
Texas
(6/5/2019)
RR
Utah
(5/26/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 6/5/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/5/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/21/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

VF
VENTUM FINANCIAL (US) CORP.
PACIFIC INTERNATIONAL SECURITIES (U.S.) INC. | VENTUM FINANCIAL (US) CORP. | PI FINANCIAL (US) CORP.

CRD#: 127404 / SEC#: , 8-65995

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6
Mailing Address
Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6
Phone number
(604) 664-2900
Established
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
VENTUM FINANCIAL CORP.SHAREHOLDER
BUTTERWORTH, RICHARD ANTHONYCHIEF FINANCIAL OFFICER, DIRECTOR7983858
MURRAY, DAVID ANDREWVP, FINANCE AND DIRECTOR4671309
THOMAS, RICHARD WILLIAMCHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER/DIRECTOR4671340

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VENTUM FINANCIAL (US) CORP.

CRD#: 127404Vancouver, V6C 3N1

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