KB
Kimberly J. Burbank
THRIVENT INVESTMENT MANAGEMENT
Homer Glen, IL
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CRD#: 7080344
KB
Professional summary
Kimberly Jean Burbank, who also goes by Kimberly Jean Madal Burbank, Kimberly Jean Madal, Kimberly Jean Madal Burbank, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Homer Glen, Illinois.
Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Kimberly has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kimberly Jean Madal Burbank | Kimberly Jean Madal | Kimberly Jean Madal Burbank
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LOVE SMILES POSITION: Board Member NATURE: 501c3 non-profit organization who focuses on pediatric cancer patients and their families. Love Smiles mission is to bring comfort to pediatric cancer patients and their families through stories. The partner with authors, illustrators, and publishers to bring books, videos of readings of the stories, video tutorial of drawing the illustrations, and a host of other things through the Love Smiles App and care packages sent to the patients and hospitals for the patients. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/22/2022 ADDRESS: 518 Truman Dr, Oswego IL 60543, United States DESCRIPTION: Assisting in the decision making process of Love Smiles. Assisting and promoting events, advertising of the organization, and the distribution of the material and care packages to the patients. My main role is to help get the word out to the community and to assist in all other decision making for the betterment of the organization. LINCOLN WAY AREA BUSINESS WOMEN'S ORGANIZATION POSITION: Vice President and Committee Member of Scholarship Committee NATURE: They are a 501(c)(6) organization who raises money and dispurses the money in scholarship form to college bound local women. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/17/2024 ADDRESS: PO Box 366, New Lenox IL 60451, United States DESCRIPTION: As a member of the scholarship committee, I, along with 5 other women, read scholarship applications & essays, interview young women, and select the winners of a $1,000 - $1,500 scholarship. We issue about 15-30 scholarships a year totaling $15,000-$45,000 given in scholarship money from the organization's raised funds.As Vice-President I organize the education programs of our monthly meetings, select outside Non-profits to donate to from our monthly meetings, connect members interested in serving on committees with the committee chairs, help maintain the social media page, help maintain the membership list, help with advertisement of events and meetings for the organization, make decisions on matters of the group through a vote with the other executive board members according to our organization's bylaws, and fill in for the president representing the group at community events and run our monthly meetings if she is unable to attend.
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Jean Burbank's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kimberly Jean Burbank's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 5, 2019 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 16612 W 159 St, Lockport, IL 60441RIA
BD
CRD#: 18387
Homer Glen, IL
Current
May 18, 2019 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 16612 W 159 St, Lockport, IL 60441RIA
BD
CRD#: 18387
Lockport, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/12/2024)
RR
California(11/1/2022)
RR
Florida(4/5/2024)
RR
Illinois(6/5/2019)
IAR
Illinois(6/5/2019)
RR
Indiana(10/12/2020)
RR
Kansas(8/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/18/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
