AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
HG

Heidy Gomez Marrero

PWA SECURITIES
Miami, FL 33131
Some features on this profile are disabled
CRD#: 7079731
HG

Professional summary

Heidy Gomez Marrero, who also goes by Heidy Gomez, is a registered financial professional currently at PWA SECURITIES, LLC located in Miami, Florida.

Heidy is registered as a RR (Registered Representative) and started their career in finance in 2019. Heidy has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Heidy Gomez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Heidy Gomez Marrero's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 25, 2023 - Present

PWA SECURITIES, LLC

Office #1: 200 S. Biscayne Blvd, Seventh & Eighth Floors, Miami, FL 33131
BD
CRD#: 321974
Miami, FL
Past

March 11, 2020 - August 25, 2023

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
MIAMI, FL
Past

May 20, 2019 - February 25, 2020

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
AVENTURA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/25/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 6/17/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/18/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/10/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PS
PWA SECURITIES, LLC
PWA SECURITIES, LLC

CRD#: 321974 / SEC#: , 8-70938

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL 33301-2281
Mailing Address
200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL 33301-2281
Phone number
(954) 712-8888
Established
Florida since 05/04/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PWA HOLDINGS, LLCMEMBER
DONELSON, LISA ANTOINETTECOMPLIANCE OFFICER2248926
HEDIGER, LEE FREDERICKBOARD OF DIRECTORS2696174
MOLL, TODD ANTHONYBOARD OF DIRECTORS2134560
ROSANEL, JOSEPH PINHASFINANCIAL & OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER6215325
SAKA, JOSEPH LESTERBOARD OF DIRECTORS7704169
SCANLAN, THOMAS JOSEPHPRESIDENT, CHIEF COMPLIANCE OFFICER, COO, MUNI PRINCIPAL, REGISTERED OPTIONS PRINCIPAL, POO3182780

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PWA SECURITIES, LLC

CRD#: 321974Miami, FL 33131

TRUST BUT VERIFY

Monitor Heidy Gomez Marrero

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Noah Philip Alweiss
Noah AlweissAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Miami, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.