Alan Steven Kravec
Professional Summary
Alan Steven Kravec is a registered financial advisor currently at PWA SECURITIES, LLC located in Fort Lauderdale, Florida. Alan is registered as a RR (Registered Representative) and started their career in finance in 1987. Alan has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
PWA SECURITIES, LLC
Contact Information
Main Address
200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL 33301-2281Mailing Address
200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL 33301-2281Phone Number
(954) 712-8888Established
Florida since 05/04/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PWA HOLDINGS, LLC | MEMBER | — |
| DONELSON, LISA ANTOINETTE | COMPLIANCE OFFICER | 2248926 |
| HEDIGER, LEE FREDERICK | BOARD OF DIRECTORS | 2696174 |
| KRAVEC, ALAN STEVEN | CHIEF COMPLIANCE OFFICER | 1530271 |
| MOLL, TODD ANTHONY | BOARD OF DIRECTORS, REGISTERED OPTIONS PRINCIPAL | 2134560 |
| ROSANEL, JOSEPH PINHAS | FINANCIAL & OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER | 6215325 |
| SAKA, JOSEPH LESTER | BOARD OF DIRECTORS | 7704169 |
| SCANLAN, THOMAS JOSEPH | PRESIDENT, COO, MUNI PRINCIPAL, POO | 3182780 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/29/2024)
(7/29/2024)
(8/13/2024)
(7/11/2024)
(7/29/2024)
(7/11/2024)
(8/1/2024)
(8/5/2024)
(7/10/2024)
(8/9/2024)
(7/29/2024)
(8/2/2024)
(7/16/2024)
(7/30/2024)
(7/31/2024)
(7/16/2024)
(7/10/2024)
(7/25/2024)
(8/1/2024)
(7/11/2024)
(7/29/2024)
(7/11/2024)
(8/4/2024)
(7/22/2024)
(7/10/2024)
(1/7/2025)
(7/11/2024)
(7/18/2024)
(7/11/2024)
(7/30/2024)
(7/30/2024)
(7/26/2024)
(7/10/2024)
(7/11/2024)
(8/1/2024)
(7/30/2024)
(7/10/2024)
(7/15/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Alan Steven Kravec's CRS (Customer Relationship Summary).
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