Simon J. Harding
Professional summary
Simon John Harding, who also goes by Simon Harding, is a registered financial professional currently at MAN INVESTMENTS INC. located in New York, New York.
Simon is registered as a RR (Registered Representative) and started their career in finance in 2019. Simon has worked at 1 firm and has passed the Series 63, Series 3, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Simon John Harding's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2019 - Present
MAN INVESTMENTS INC.
Office #1: 1345 Avenue Of The Americas 21st Floor, New York, NY 10105State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 7TO
Date: 3/6/2019
General Securities Representative ExaminationFINRA
Current Firm
MAN INVESTMENTS INC.
CRD#: 15770 / SEC#: , 8-32575
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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