Chunyan Yang
Professional summary
Chunyan Yang is a registered financial professional currently at NI ADVISORS located in Milpitas, California.
Chunyan is registered as a RR (Registered Representative) and started their career in finance in 2019. Chunyan has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 6TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chunyan Yang's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2023 - Present
NI ADVISORS
Office #1: 1138 Cadillac Court, Milpitas, CA 95035April 22, 2019 - August 2, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/1/2023)
(8/1/2023)
(8/3/2023)
(8/1/2023)
Exams
Series 7TO
Date: 12/28/2024
General Securities Representative ExaminationSeries 6TO
Date: 3/17/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
NI ADVISORS
CRD#: 134502 / SEC#: , 8-66841
Contact information
FINRA licenses (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 3,560,000 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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