Anthony J. Navarro

NOMADIC WEALTH

MISHAWAKA, IN

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CRD#: 7078168

Professional summary

Anthony James Navarro is a registered financial advisor currently at NOMADIC WEALTH located in Mishawaka, Indiana.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Anthony has worked at 5 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Viewpoint Financial, LLC; Licensed Independent Insurance Agent - Investment Related; P. O. Box 11, Granger, IN 46530; Start: 06/2022; selling commissionable insurance products; agent; 10 hrs./month during securities trading hours - Submit Life Insurance contracts through an IMO to the respective Carriers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony James Navarro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2023 - Present

NOMADIC WEALTH

RIA

CRD#: 324614

MISHAWAKA, IN

Past

February 2, 2022 - January 12, 2024

MURRAY STREET CAPITAL ADVISORS, LLC

RIA

CRD#: 300232

KOKOMO, IN

Past

September 13, 2021 - December 31, 2021

CREATIVE FINANCIAL DESIGNS, INC.

RIA

CRD#: 109032

Kokomo, IN

Past

August 4, 2021 - December 31, 2021

CFD INVESTMENTS, INC.

CRD#: 25427

Kokomo, IN

Past

March 8, 2019 - May 17, 2021

W&S BROKERAGE SERVICES, INC.

CRD#: 8099

MISHAWAKA, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(1/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/3/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/31/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 3/8/2019

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 2/15/2019

Securities Industry Essentials Examination

Current Firm

NOMADIC WEALTH

MAINSTAY CAPITAL ADVISORS LLC | NOMADIC WEALTH LLC | NOMADIC WEALTH

CRD#: 324614 / SEC#:

Illinois

Registered Investment Advisory firm - (5/27/2023 Terminated)

Indiana

Registered Investment Advisory firm - (1/6/2023 Approved)

Texas

Registered Investment Advisory firm - (11/20/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Mishawaka, IN

Mailing Address

P. O. Box 11, Granger, IN 46530

Phone number

(317) 910-0423

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 577,615

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony J. Navarro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony James Navarro's CRS (Customer Relationship Summary).

Certified licenses

Experience

NOMADIC WEALTH

MURRAY STREET CAPITAL ADVISORS, LLC

CREATIVE FINANCIAL DESIGNS, INC.

CFD INVESTMENTS, INC.

W&S BROKERAGE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/3/2021

Series 63

Date: 5/31/2019

Series 6TO

Date: 3/8/2019

SIE

Date: 2/15/2019

Current Firm

NOMADIC WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NOMADIC WEALTH

TRUST BUT VERIFY

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