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Joshua Salway

FULL OF GRACE FINANCIAL
Roanoke, IN
Some features on this profile are disabled
CRD#: 7077985
JS

Professional summary

Joshua Salway, who also goes by Josh Salway, Joshua James Salway, is a registered financial advisor currently at FULL OF GRACE FINANCIAL located in Roanoke, Indiana.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Joshua has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Josh Salway | Joshua James Salway

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Salway's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 22, 2024 - Present

FULL OF GRACE FINANCIAL

RIA
CRD#: 329813
Roanoke, IN
Past

October 12, 2023 - December 16, 2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
FORT WAYNE, IN
Past

December 20, 2021 - December 16, 2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
FORT WAYNE, IN
Past

March 18, 2019 - October 13, 2021

VESTIA PERSONAL WEALTH ADVISORS

RIA
CRD#: 290565
FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(1/22/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 1/31/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/18/2019
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/20/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/23/2021
Securities Industry Essentials Examination

Current Firm

FO
FULL OF GRACE FINANCIAL
FULL OF GRACE FINANCIAL | FULL OF GRACE FINANCIAL, LLC

CRD#: 329813 / SEC#:

Indiana
Registered Investment Advisory firm - (1/22/2024 Approved)
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Contact information

Main Address
Roanoke, IN
Mailing Address
Phone number
(260) 438-9283
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts144
AUM (Assets Under Management)$ 9,028,099

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FULL OF GRACE FINANCIAL

CRD#: 329813Roanoke, IN

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