Harold F. Pine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Frederick Pine was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1980. Harold had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2015 - October 23, 2025
CHASEFIELD CAPITAL INC.
June 9, 2008 - June 7, 2012
JESS S. MORGAN & COMPANY., INC.
May 1, 2001 - July 16, 2002
UBS FINANCIAL SERVICES INC.
April 20, 2001 - July 16, 2002
UBS FINANCIAL SERVICES INC.
August 4, 2000 - May 14, 2001
UBS SECURITIES LLC
February 18, 1997 - August 31, 1999
JULIUS BAER SECURITIES INC.
November 5, 1988 - October 5, 1990
MORGAN STANLEY DW INC.
November 21, 1985 - March 20, 1987
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
November 23, 1981 - July 6, 1984
SUTRO & CO. INCORPORATED
April 10, 1980 - December 7, 1981
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CHASEFIELD CAPITAL INC.
CRD#: 173912 / SEC#: 801-80707
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
