Michael J. Marcin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Marcin, who also goes by Mike Marcin, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1980. Michael had worked at 14 firms and has passed the Series 65, Series 63, Series 7, Series 12, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2010 - August 25, 2014
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
November 11, 2009 - August 25, 2014
FEDERATED SECURITIES CORP.
November 15, 2006 - August 25, 2014
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
June 1, 2005 - August 25, 2014
FEDERATED INVESTMENT COUNSELING
June 1, 2005 - August 25, 2014
FEDERATED SECURITIES CORP.
May 24, 2002 - April 5, 2005
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
June 10, 2000 - April 5, 2005
NYLIFE DISTRIBUTORS LLC
March 2, 1999 - February 1, 2000
NUVEEN SECURITIES, LLC
May 10, 1989 - February 18, 1999
AMUNDI DISTRIBUTOR US, INC.
August 10, 1988 - May 10, 1989
THE PIONEER GROUP, INC.
September 18, 1986 - July 25, 1988
DERAND/PENNINGTON/BASS, INC.
February 5, 1986 - September 29, 1986
AMERIPRISE ADVISOR SERVICES, INC.
July 9, 1985 - January 31, 1986
LEHMAN BROTHERS INC.
June 25, 1984 - May 17, 1985
CITIGROUP GLOBAL MARKETS INC.
April 28, 1980 - July 2, 1984
PRINCIPAL FINANCIAL SECURITIES,INC.
Primary Firm SEC Registration
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
CRD#: 106277 / SEC#: 801-49470
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 12
Date: 12/17/1983
NYSE Branch Manager ExaminationCurrent Firm
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
CRD#: 106277 / SEC#: 801-49470
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 74 |
| AUM (Assets Under Management) | $ 14,819,533,515 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
