Virgil D. Keeley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Virgil Daniel Keeley, who also goes by Dan Keeley, was a registered financial professional .
Virgil is a previously registered financial professional and started their career in finance in 1986. Virgil had worked at 12 firms and has passed the Series 66, Series 63, Series 7, Series 3 and Series 24 exams.
Question & Answer
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2012 - January 2, 2013
NMS CAPITAL SECURITIES, LLC
October 7, 2008 - January 3, 2012
FOX FINANCIAL MANAGEMENT CORPORATION
May 10, 2007 - October 16, 2008
PACIFIC WEST FINANCIAL CONSULTANTS INC
May 9, 2007 - October 16, 2008
PACIFIC WEST SECURITIES, INC.
May 25, 2005 - January 9, 2007
T. J. RANEY & SONS, INC. - BD
May 23, 2005 - May 10, 2007
KESTRA INVESTMENT SERVICES, LLC
May 23, 2005 - May 10, 2007
KESTRA INVESTMENT SERVICES, LLC
September 11, 2003 - December 31, 2004
KEELEY CAPITAL MANAGEMENT
December 5, 1997 - October 5, 1999
COLLEGE & UNIVERSITY SECURITIES CORPORATION
January 1, 1991 - July 11, 2003
VINING-SPARKS IBG, LLC
December 10, 1990 - January 1, 1991
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
June 22, 1989 - July 11, 2003
ICBA SECURITIES
September 26, 1986 - January 1, 1991
VINING-SPARKS SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
NMS CAPITAL SECURITIES, LLC
CRD#: 107401 / SEC#: , 8-53037
Contact information
Documents
Red Flags
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