Chad Gancarz
Professional summary
Chad Gancarz, who also goes by Chad Edward Gancarz, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Manchester, New Hampshire and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Chad has worked at 5 firms and has passed the Series 66, Series 63, Series 6TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Chad Gancarz's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
April 13, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111August 12, 2021 - February 25, 2022
EQUITABLE ADVISORS, LLC
August 12, 2021 - February 25, 2022
EQUITABLE ADVISORS, LLC
January 29, 2020 - April 22, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 3, 2019 - April 21, 2021
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/13/2022)
(4/13/2022)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 5/3/2019
General Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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