Julie A. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie Adelle Jones, who also goes by Julie Adelle Arasi, Jule Adelle Jones, Julie Adelle Moore, Julie Adelle Wiebe, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 1980. Julie had worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2016 - March 2, 2022
SOUTHPORT CAPITAL
August 4, 2011 - November 1, 2016
OPPENHEIMER & CO. INC.
July 21, 2011 - November 1, 2016
OPPENHEIMER & CO. INC.
June 1, 2009 - April 14, 2010
MORGAN STANLEY
June 1, 2009 - April 14, 2010
MORGAN STANLEY
February 22, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
June 3, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
June 15, 2002 - June 15, 2004
WELLS FARGO CLEARING SERVICES, LLC
March 18, 1998 - June 15, 2002
WACHOVIA SECURITIES, INC.
October 20, 1997 - March 13, 1998
J.P. MORGAN SECURITIES LLC
October 15, 1996 - September 30, 1997
WACHOVIA SECURITIES, INC.
April 25, 1980 - January 15, 1985
LEHMAN BROTHERS INC.
April 24, 1980 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHPORT CAPITAL
CRD#: 113364 / SEC#: 801-60356
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,003 |
| AUM (Assets Under Management) | $ 729,563,934 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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