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JP

Jared M. Posey

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CRD#: 7074519
JP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jared Michael Posey, who also goes by Jared Michael Posey, Jared Posey, was a registered financial professional .

Jared is a previously registered financial professional and started their career in finance in 2019. Jared had worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jared Michael Posey | Jared Posey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 16, 2022 - June 5, 2023

TRITON PACIFIC SECURITIES, LLC

BD
CRD#: 139919
EL SEGUNDO, CA
Past

May 3, 2019 - June 8, 2020

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/10/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/16/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/4/2019
Securities Industry Essentials Examination

Current Firm

TP
TRITON PACIFIC SECURITIES, LLC
TP SECURITIES, LLC | TRITON PACIFIC SECURITIES, LLC

CRD#: 139919 / SEC#: , 8-67262

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
2301 Rosecrans Avenue Suite 4170, El Segundo, CA 90245
Mailing Address
2301 Rosecrans Avenue Suite 4170, El Segundo, CA 90245
Phone number
(949) 429-8500
Established
Delaware since 01/03/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FAGGEN, CRAIG JEFFREYOWNER2734508
BRAVIN, MICHAEL ACCO/COMPLIANCE OFFICER
BUEHLER, BRIAN DAVIDPRESIDENT/CEO3059422
CARROLL, MICHAEL LOUISFINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER5282521
TRITON PACIFIC CAPITAL PARTNERS, LLC.MANAGING MEMBER
TRITON PACIFIC GROUP, INC.MANAGING MEMBER

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRITON PACIFIC SECURITIES, LLC

CRD#: 139919

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