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HL

Hyunjoo Lee

ETC BROKERAGE SERVICES
Dallas, TX 75240
Some features on this profile are disabled
CRD#: 7074361
HL

Professional summary

Hyunjoo Lee, who also goes by Hyun Joo Lee, Hyunjoo Lee, Julie Lee, is a registered financial professional currently at ETC BROKERAGE SERVICES, LLC located in Dallas, Texas.

Hyunjoo is registered as a RR (Registered Representative) and started their career in finance in 2019. Hyunjoo has worked at 3 firms and has passed the Series 99TO, SIE and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Hyun Joo Lee | Hyunjoo Lee | Julie Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Hyunjoo Lee's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 24, 2025 - Present

ETC BROKERAGE SERVICES, LLC

Office #1: Three Lincoln Centre 5430 Lbj Freeway, Suite 320, Dallas, TX 75240
BD
CRD#: 145276
Dallas, TX
Past

October 24, 2024 - July 1, 2025

ETC BROKERAGE SERVICES, LLC

BD
CRD#: 145276
Dallas, TX
Past

September 29, 2023 - March 7, 2024

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
San Francisco, CA
Past

June 7, 2019 - September 29, 2023

FIRST REPUBLIC SECURITIES COMPANY, LLC

BD
CRD#: 105108
San Francisco, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 10/24/2024
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/24/2024
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 6/7/2019
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

EB
ETC BROKERAGE SERVICES, LLC
COLLECTIVE FINANCIAL SERVICES, LLC | ETC BROKERAGE SERVICES, LLC

CRD#: 145276 / SEC#: , 8-67719

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
5430 Lbj Freeway Suite 320, Dallas, TX 75240
Mailing Address
1 Equity Way, Westlake, OH 44145
Phone number
(877) 403-0369
Established
Connecticut since 05/23/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DESICH, JEFFREY ALANDIRECTOR2771522
DESICH, RICHARD ANTHONY JRDIRECTOR2634014
AMACHER, CATHERINE COMBSCEO3168184
FAZEL, MUSTAFACHIEF COMPLIANCE OFFICER2198857
MOORE, JONATHAN KIELPRESIDENT, COO2312492
TRUKSHANIN, MIKHAILCFO, PFO7436256
TRUKSHANIN, MIKHAILFINOP7436256

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ETC BROKERAGE SERVICES, LLC

CRD#: 145276Dallas, TX 75240

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