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Adam Christopher Howson

PANMURE LIBERUM
LONDON,
·CRD# 7074308·6 years experience

Professional Summary

Adam Christopher Howson, who also goes by Adam Howson, is a registered financial advisor currently at PANMURE LIBERUM INC. Adam is registered as a RR (Registered Representative) and started their career in finance in 2021. Adam has worked at 3 firms and has passed the SIE, Series 7TO and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Adam Howson

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

PANMURE LIBERUM INC·CRD# 148135
BD
Ropemaker Place, Level 12 25 Ropemaker Street, London, EC2Y 9LY
September 23, 2024 - Present
PANMURE GORDON SECURITIES LIMITED·CRD# 268823
BD
London
June 22, 2022 - October 4, 2024
WINTERFLOOD SECURITIES US CORPORATION·CRD# 299110
BD
New York, NY
February 15, 2021 - December 20, 2021

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Current Firm

PL
PANMURE LIBERUM INC

LIBERUM | PANMURE LIBERUM INC | LIBERUM CAPITAL INC

CRD#: 148135 / SEC#: 8-67976
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

575 Fifth Avenue 20th Floor, New York, NY 10017

Mailing Address

575 Fifth Avenue 20th Floor, New York, NY 10017

Phone Number

(212) 596-4800

Established

New York since 02/20/2008

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PANMURE LIBERUM CAPITAL LIMITEDSOLE OWNER—
PLANT, JULIAN HUGH BENEDICTCHIEF EXECUTIVE OFFICER1848356
RICCI, RICHARD THOMASDIRECTOR2575976
VIGLIAROLO, JOSEPH CHARLESFINOP, CFO, PFO, TREASURER4880434
WAGNER, ALAN PHILIPPRINCIPAL OPERATIONS OFFICER3095126
WAGNER, ALAN PHILIPOPERATIONS MANAGER & CHIEF COMPLIANCE OFFICER3095126
WAGNER, ALAN PHILIPRESEARCH PRINCIPAL3095126

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Feb 2021About the SIE exam

Series 7TO — General Securities Representative Examination

Passed Nov 2020About the Series 7TO exam

Series 24 — General Securities Principal Examination

Passed Apr 2021About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Adam Christopher Howson's CRS (Customer Relationship Summary).

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