Adam C. Howson
Professional summary
Adam Christopher Howson, who also goes by Adam Howson, is a registered financial professional currently at PANMURE LIBERUM INC .
Adam is registered as a RR (Registered Representative) and started their career in finance in 2021. Adam has worked at 3 firms and has passed the SIE, Series 7TO and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Christopher Howson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2024 - Present
PANMURE LIBERUM INC
Office #1: Ropemaker Place, Level 12 25 Ropemaker Street, London, EC2Y 9LYJune 22, 2022 - October 4, 2024
PANMURE GORDON SECURITIES LIMITED
February 15, 2021 - December 20, 2021
WINTERFLOOD SECURITIES US CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/2/2020
General Securities Representative ExaminationFINRA
Current Firm
PANMURE LIBERUM INC
CRD#: 148135 / SEC#: , 8-67976
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PANMURE LIBERUM CAPITAL LIMITED | SOLE OWNER | |
| PLANT, JULIAN HUGH BENEDICT | CHIEF EXECUTIVE OFFICER | 1848356 |
| RICCI, RICHARD THOMAS | DIRECTOR | 2575976 |
| VIGLIAROLO, JOSEPH CHARLES | FINOP, CFO, PFO, TREASURER | 4880434 |
| WAGNER, ALAN PHILIP | PRINCIPAL OPERATIONS OFFICER | 3095126 |
| WAGNER, ALAN PHILIP | RESEARCH PRINCIPAL | 3095126 |
| WAGNER, ALAN PHILIP | OPERATIONS MANAGER & CHIEF COMPLIANCE OFFICER | 3095126 |
Red Flags
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