Steven C. Golla
Professional summary
Steven Craig Golla is a registered financial professional currently at DAI SECURITIES, LLC located in New Braunfels, Texas.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2019. Steven has worked at 2 firms and has passed the Series 63, Series 22TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Craig Golla's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2023 - Present
DAI SECURITIES, LLC
March 26, 2019 - October 31, 2023
ARETE WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2023)
(10/31/2023)
(8/13/2024)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
Exams
Series 22TO
Date: 3/26/2019
Direct Participation Programs Representative ExaminationFINRA
Current Firm
DAI SECURITIES, LLC
CRD#: 36673 / SEC#: , 8-47393
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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