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Matthew Alan Ingber

DAI SECURITIES
Atlanta, GA
·CRD# 3261552·18 years experience

Professional Summary

Matthew Alan Ingber, who also goes by Matt Alan Ingber, is a registered financial advisor currently at DAI SECURITIES, LLC located in Atlanta, Georgia. Matthew is registered as a RR (Registered Representative) and started their career in finance in 2007. Matthew has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matt Alan Ingber

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

DAI SECURITIES, LLC·CRD# 36673
BD
2800 Century Parkway Ne Suite 650, Atlanta, GA 30345
February 1, 2021 - Present
SCF SECURITIES, INC.·CRD# 47275
BD
Fresno, CA
October 17, 2017 - January 25, 2021
CONCORDE INVESTMENT SERVICES, LLC·CRD# 151604
BD
Ann Arbor, MI
September 19, 2016 - August 7, 2017
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Troy, MI
March 13, 2014 - September 16, 2016
HANTZ FINANCIAL SERVICES, INC.·CRD# 46047
BD
Southfield, MI
December 19, 2007 - March 7, 2014

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Current Firm

DS
DAI SECURITIES, LLC

DAI SECURITIES, LLC | LEWIS FINANCIAL GROUP, L.C.

CRD#: 36673 / SEC#: 8-47393
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

2800 Century Parkway Ne Suite 650, Atlanta, GA 30345

Mailing Address

2800 Century Parkway Ne Suite 650, Atlanta, GA 30345

Phone Number

(404) 531-7080

Established

Minnesota since 05/31/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DAI HOLDINGS, LLCMEMBER—
CC CAPITAL HOLDINGS, LLCMEMBER—
MICHAEL O'TOOLE REAL ESTATE, INC.MEMBER—
CARTER, ANA RFINOP4424794
INGBER, MATTHEW ALANCOO3261552
MICHALETZ, CHRISTINE ELLENMANAGING MEMBER6004009
MICHALETZ, JOSEPH GERARDCEO1327534
STRAUSS, ERNEST GEORGE IVCCO4660664

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(2/1/2021)
RR
Connecticut
(10/14/2025)
RR
Florida
(5/15/2025)
RR
Georgia
(2/1/2021)
RR
Iowa
(4/26/2021)
RR
Louisiana
(4/26/2021)
RR
Michigan
(11/14/2024)
RR
Minnesota
(8/1/2025)
RR
New Mexico
(4/26/2021)
RR
North Carolina
(4/26/2021)
RR
North Dakota
(4/26/2021)
RR
Oregon
(6/15/2026)
RR
Rhode Island
(10/14/2025)
RR
Vermont
(10/14/2025)
RR
Washington
(4/26/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2008About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2008About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Matthew Alan Ingber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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