Patrick J. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick John Murphy was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2019. Patrick had worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2024 - February 10, 2025
ATHENE SECURITIES, LLC
February 5, 2024 - February 28, 2025
APOLLO GLOBAL SECURITIES, LLC
February 22, 2022 - February 28, 2024
GRIFFIN CAPITAL SECURITIES, LLC
December 17, 2021 - January 27, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
November 2, 2021 - January 21, 2022
FIDELITY BROKERAGE SERVICES LLC
June 5, 2020 - June 18, 2021
MORGAN STANLEY
September 9, 2019 - June 18, 2021
MORGAN STANLEY
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 9/9/2019
General Securities Representative ExaminationCurrent Firm
ATHENE SECURITIES, LLC
CRD#: 36867 / SEC#: , 8-47499
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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