BB
Brad E. Barthelemy
GOODMAN ADVISORY GROUP
NEEDHAM, MA 02494
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CRD#: 7073363
BB
Professional summary
Brad Edward Barthelemy, who also goes by Brad Edward Bathelemy, is a registered financial advisor currently at GOODMAN ADVISORY GROUP, LLC located in Needham, Massachusetts and LPL FINANCIAL LLC located in Needham, Massachusetts.
Brad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Brad has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad Edward Bathelemy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)10/15/2020- Goodman Advisory Group, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Needham, MA- 100% 2)10/15/2020- Vector Marketing-Direct Sales Business- Representative - Non-Inv. Related- North Andover, MA- start date 5/2016- 5hrs/mth 3) 10/20/2020 - Goodman Advisory Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin. - Start Date: June 2019 - 160 Hours Per Month/7 Hours During Securities Trading - I provide administrative support to Goodman Advisory Group, LLC, an independent investment advisor firm. I started this business activity in 6/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Brad Edward Barthelemy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 15, 2023 - Present
GOODMAN ADVISORY GROUP, LLC
Office #1: 160 Gould St Suite 102, Needham, MA 02494RIA
CRD#: 285637
NEEDHAM, MA
Current
February 13, 2021 - Present
LPL FINANCIAL LLC
Office #1: 160 Gould St Ste 102, Needham, MA 02494RIA
BD
CRD#: 6413
NEEDHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
GOODMAN ADVISORY GROUP, LLC
GOODMAN ADVISORY GROUP, LLC
CRD#: 285637 / SEC#: 801-108671
RIA
Registered Investment Advisory firm - (11/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(11/8/2022)
IAR
Massachusetts(11/15/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/12/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GA
GOODMAN ADVISORY GROUP, LLC
GOODMAN ADVISORY GROUP, LLC
CRD#: 285637 / SEC#: 801-108671
RIA
Registered Investment Advisory firm - (11/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
160 Gould St Suite 102, Needham, MA 02494
Mailing Address
Phone number
(781) 559-0320
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 817 |
| AUM (Assets Under Management) | $ 370,433,857 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GOODMAN ADVISORY GROUP, LLC
CRD#: 285637Needham, MA 02494TRUST BUT VERIFY
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