Noah B. Tremaine
Professional summary
Noah Barnes Tremaine, who also goes by Noah Barnes Tremaine, Noah Tremaine, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Daniel Island, South Carolina and CETERA WEALTH SERVICES, LLC located in Daniel Island, South Carolina.
Noah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Noah has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Noah Barnes Tremaine's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 225 Seven Farms Dr Ste 106, Daniel Island, SC 29492August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
February 23, 2023 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
February 23, 2023 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
December 5, 2019 - February 15, 2023
WELLS FARGO CLEARING SERVICES, LLC
October 22, 2019 - February 15, 2023
WELLS FARGO CLEARING SERVICES, LLC
March 1, 2019 - September 27, 2019
W&S BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/10/2023)
(8/10/2023)
Exams
Series 7TO
Date: 12/19/2020
General Securities Representative ExaminationSeries 6TO
Date: 3/1/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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