Paul H. Carleton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Hunter Carleton was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1980. Paul had worked at 7 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2015 - November 6, 2018
CARLETON MCKENNA ADVISORS, LLC
April 12, 2002 - March 18, 2015
FINANCIAL AMERICA SECURITIES, INC.
August 1, 2001 - April 5, 2002
ROULSTON RESEARCH CORP.
November 9, 1998 - April 27, 2001
KEYBANC CAPITAL MARKETS INC.
November 8, 1996 - November 9, 1998
KEY CAPITAL MARKETS, INC.
May 5, 1993 - August 29, 1996
CARLETON, MCCREARY, HOLMES & CO.
November 5, 1991 - March 6, 1993
THE CARLETON GROUP, INC.
April 24, 1980 - July 22, 1989
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CARLETON MCKENNA ADVISORS, LLC
CRD#: 159230 / SEC#: , 8-68971
Contact information
FINRA licenses (6 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
