Kathleen E. Scharl

SCHARL ADVISORY SERVICES

DURHAM, NC 27713

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CRD#: 707179

Professional summary

Kathleen Elizabeth Scharl, CFP® is a registered financial advisor currently at SCHARL ADVISORY SERVICES, INC. located in Durham, North Carolina.

Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Kathleen has worked at 3 firms and has passed the Series 63, Series 1 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SCHARL & ASSOCIATES, INC. 5836 FAYETTEVILLE RD., SUITE 104 DURHAM, NC 277713 TAX PREP;BOOKKEEPING; FINANCIAL AND SMALL BUSINESS CONSULTING. 80% OF TIME FROM MID FEBRUARY THROUGH MID APRIL - OTHERWISE GENERALLY NO MORE THAN 20% OF TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Elizabeth Scharl's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 12, 2003 - Present

SCHARL ADVISORY SERVICES, INC.

Office #1: 5836 Fayetteville Rd Ste 104, Durham, NC 27713

RIA

CRD#: 118171

DURHAM, NC

Past

April 9, 1986 - October 28, 1987

INVESTMENT HORIZONS, INC.

CRD#: 15312

Past

April 22, 1980 - January 16, 1986

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/12/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/14/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 4/15/1980

Registered Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/19/1984

Investment Company Products/Variable Contracts Principal Examination

Current Firm

SCHARL ADVISORY SERVICES, INC.

CRD#: 118171 / SEC#:

North Carolina

Registered Investment Advisory firm - (12/31/2001 Approved)

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Contact information

Main Address

Hillsborough, NC

Mailing Address

Phone number

(919) 880-3689

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Kathleen E. Scharl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Elizabeth Scharl's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHARL ADVISORY SERVICES, INC.

INVESTMENT HORIZONS, INC.

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/14/1983

Series 1

Date: 4/15/1980

Series 26

Date: 4/19/1984

Current Firm

SCHARL ADVISORY SERVICES, INC.

Contact information

Documents

Red Flags

Company Information

SCHARL ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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