Anthony D. Shinault
CETERA INVESTMENT ADVISERS LLC
GALAX, VA 24333
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CRD#: 7071342
Professional summary
Anthony Dane Shinault, CFP®, who also goes by Anthony D Shinault, Anthony Shinault, Dane Shinault, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Galax, Virginia and CETERA WEALTH SERVICES, LLC located in Galax, Virginia.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Anthony has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony D Shinault | Anthony Shinault | Dane Shinault
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MORGAN FINANCIAL GROUP LLC POSITION: Tax Preparer NATURE: Preparing tax returns for individuals INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2023 ADDRESS: 29 MELROSE AVE, GALAX VA 24333, United States DESCRIPTION: tax planning, bookkeeping, payroll services, tax preparation is what Morgan Financial Group LLC provides. I will only be providing tax planning and tax preparation myself 2) JAGERBOMBS FANTASY SPORTS POSITION: Research Content Provider NATURE: This company provides research in various forms (mostly excel spreadsheets and articles) to customers for help in their statistical research for fantasy sports purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 07/28/2021 ADDRESS: 413 COLEMAN RIDGE RD, GALAX VA 24333, United States DESCRIPTION: Develop and curate statistical sheets for college football, basketball, soccer, golf. Write articles for NASCAR, college football and basketball 3) MORGAN & SHINAULT WEALTH ADVISORS POSITION: Financial Advisor NATURE: DBA name for financial planning practice INVESTMENT RELATED: Yes NUMBER OF HOURS: 215 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2023 ADDRESS: 29 Melrose Lane, Galax VA 24333, United States DESCRIPTION: retirement planning, investment management, tax planning, estate planning, insurance planning 4) WALMART SPARK DRIVER POSITION: Delivery Driver NATURE: Shop/deliver groceries for individuals INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 10/25/2024 ADDRESS: 413 Coleman Ridge Rd, Galax VA 24333, United States DESCRIPTION: Shop/deliver orders from Walmart to customers
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Dane Shinault's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 29 Melrose Ln, Galax, VA 24333RIA
CRD#: 105644
GALAX, VA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 29 Melrose Lane, Galax, VA 24333BD
CRD#: 13572
Galax, VA
Past
May 31, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Galax, VA
Past
May 31, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Galax, VA
Past
July 23, 2019 - June 5, 2023
GENEOS WEALTH MANAGEMENT, INC.
RIA
CRD#: 120894
RADFORD, VA
Past
April 29, 2019 - June 5, 2023
GENEOS WEALTH MANAGEMENT, INC.
BD
CRD#: 120894
RADFORD, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/18/2025)
RR
Georgia(9/18/2025)
RR
Missouri(9/18/2025)
RR
New Mexico(9/18/2025)
RR
Ohio(9/19/2025)
RR
South Carolina(9/18/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/5/2025)
IAR
Virginia(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/29/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Galax, VA 24333TRUST BUT VERIFY
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