Michael C. Hemingway
Professional summary
Michael Chad Hemingway is a registered financial advisor currently at MASCOMA WEALTH MANAGEMENT located in Hanover, New Hampshire.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Michael has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Chad Hemingway's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2020 - Present
MASCOMA WEALTH MANAGEMENT
Office #1: 80 South Main Street, Hanover, NH 03755March 11, 2019 - June 7, 2019
CITIZENS SECURITIES, INC.
Primary Firm SEC Registration
MASCOMA WEALTH MANAGEMENT
CRD#: 174907 / SEC#: 801-80982
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/31/2020)
(12/11/2023)
Exams
Series 6TO
Date: 3/11/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
MASCOMA WEALTH MANAGEMENT
CRD#: 174907 / SEC#: 801-80982
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,127 |
| AUM (Assets Under Management) | $ 504,692,004 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/07/2025 |
Red Flags
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