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Michael Chad Hemingway

MASCOMA WEALTH MANAGEMENT
HANOVER, NH
·CRD# 7070257·7 years experience

Professional Summary

Michael Chad Hemingway is a registered financial advisor currently at MASCOMA WEALTH MANAGEMENT located in Hanover, New Hampshire. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Michael has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

MASCOMA WEALTH MANAGEMENT·CRD# 174907
RIA
80 South Main Street Suite 103, Hanover, NH 03755
August 31, 2020 - Present
CITIZENS SECURITIES, INC.·CRD# 39550
BD
Hanover, NH
March 11, 2019 - June 7, 2019

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Current Firm

MW
MASCOMA WEALTH MANAGEMENT

MASCOMA WEALTH MANAGEMENT | MASCOMA WEALTH MANAGEMENT LLC

CRD#: 174907 / SEC#: 801-80982
RIA
Registered Investment Advisory firm - SEC (2/19/2015 Approved)

Contact Information

Main Address

80 South Main Street Suite 103, Hanover, NH 03755

Phone Number

(603) 676-8813

# of Employees

12

SEC notice filing (8 States and Territories)

Registered to provide investment advisory services in 8 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MASCOMA WEALTH MANAGEMENT LLC PART 2A (2/28/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,185

AUM (Assets Under Management)

$567,753,044

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
07/07/2025Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MASCOMA WEALTH MANAGEMENT

MASCOMA WEALTH MANAGEMENT | MASCOMA WEALTH MANAGEMENT LLC

CRD#: 174907 / SEC#: 801-80982
RIA
Registered Investment Advisory firm - SEC (2/19/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
New Hampshire
(8/31/2020)
IAR
Texas
(12/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2020About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2019About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2019About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2019About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Chad Hemingway's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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MH
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