Peter T. Toth

FINISH WELL RIA LLC

COLUMBUS, OH 43235

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CRD#: 7069943

Professional summary

Peter Thomas Toth is a registered financial advisor currently at FINISH WELL RIA LLC located in Columbus, Ohio.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Peter has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I receive commissions from the sale of insurance products (annuities & life insurance). 1.) MOON ROCK WEALTH MANAGEMENT; YES INVESTMENT RELATED; 1161 BETHEL RD, SUITE 104; COLUMBUS, OH 43220; INSURANCE SALES; OWNER; START DATE 12/2009; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Thomas Toth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2024 - Present

FINISH WELL RIA LLC

Office #1: 1 E Campus View Blvd Ste 250, Columbus, OH 43235

RIA

CRD#: 321957

COLUMBUS, OH

Past

February 5, 2019 - March 26, 2024

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Columbus, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/2018

Uniform Investment Adviser Law Examination

Current Firm

FINISH WELL RIA LLC

CRD#: 321957 / SEC#:

Florida

Registered Investment Advisory firm - (2/6/2024 Approved)

Mississippi

Registered Investment Advisory firm - (10/23/2023 Approved)

Ohio

Registered Investment Advisory firm - (6/30/2022 Approved)

Texas

Registered Investment Advisory firm - (8/17/2023 Conditional Restricted)

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Contact information

Main Address

1 E Campus View Blvd Ste 250, Columbus, OH 43235

Mailing Address

Phone number

(833) 397-3847

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	537
AUM (Assets Under Management)	$ 63,430,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter T. Toth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Thomas Toth's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINISH WELL RIA LLC

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/2018

Current Firm

FINISH WELL RIA LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINISH WELL RIA LLC

TRUST BUT VERIFY

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