Ronald E. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Eric Johnson was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1980. Ronald had worked at 2 firms and has passed the Series 7, Series 4, Series 24 and F04 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 1992 - July 13, 2009
MARTIN NELSON & CO., INC.
April 15, 1980 - December 28, 1983
COSSE' INTERNATIONAL SECURITIES, INC.
Primary Firm SEC Registration
MARTIN NELSON & CO., INC.
CRD#: 2903 / SEC#: 801-123009, 8-831
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 4/8/1980
Financial Principal ExaminationCurrent Firm
MARTIN NELSON & CO., INC.
CRD#: 2903 / SEC#: 801-123009, 8-831
Contact information
SEC notice filing (9 States and Territories)
FINRA licenses (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 392 |
| AUM (Assets Under Management) | $ 260,010,706 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
