DP
David T. Perrott
CETERA INVESTMENT ADVISERS LLC
URBANDALE, IA 50322
Some features on this profile are disabled
CRD#: 7068703
DP
Professional summary
David Thomas Perrott II, who also goes by Dave Perrott, David Thomas Perrott, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Urbandale, Iowa and CETERA WEALTH SERVICES, LLC located in Urbandale, Iowa.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. David has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dave Perrott | David Thomas Perrott
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GUIDE FINANCIAL GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2019 ADDRESS: , Urbandale IA , United States DESCRIPTION: Agent/Broker SAMA FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2019 ADDRESS: , Hiawatha IA , United States DESCRIPTION: Agent/Broker ANKENY BAPTIST CHURCH POSITION: Officer NATURE: Deacon Board INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 2842 SW 3rd St Pl, Ankeny IA 50023, United States DESCRIPTION: As chairman, I'm responsible to provide care for church members, vote of financial or staffing decisions, and advise the pastors. FINANCIAL PEACE UNIVERSITY POSITION: Volunteer NATURE: Trainer/Teacher INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/07/2020 ADDRESS: 1011 Reams Fleming Blvd, Franklin TN 37064, United States DESCRIPTION: I am facilitating a Financial Peace University course through my church. I will be leading the discussion and encouraging the attendees to improve their financial decisions based on the curriculum provided PATTERN LIFE POSITION: Independent Contractor NATURE: Sales INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/01/2021 ADDRESS: 10855 W Dodge Rd Ste 220, Omaha NE 68154, United States DESCRIPTION: 1099 contractor for Pattern. BOERSMA INSURANCE SERVICES POSITION: Agent/Broker NATURE: life agent INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/28/2021 ADDRESS: 100 Court Ave, Des Moines IA 50309, United States DESCRIPTION: Fixed insurance referrals ANKENY BAPTIST CHURCH POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2021 ADDRESS: 2842 SW Third St, Ankeny IA 50023-1417, United States DESCRIPTION: As a member of the church's finance committee, I will be responsible for setting budgets, authorizing purchases, and allocating resources that come into the church. BAPTIST CHURCH PLANTERS POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 36830 Royalton Rd, Grafton OH 44044, United States DESCRIPTION: This is a church planting missions agency that seeks to help equip existing churches and start new ones across the US. My role will be limited to a board member
CRS (Client Relationship Summary) - RIA
Click below to view David Thomas Perrott II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2900 100th St St 301, Urbandale, IA 50322RIA
CRD#: 105644
URBANDALE, IA
Current
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2900 100th St Suite 301, Urbandale, IA 50322BD
CRD#: 13572
Urbandale, IA
Past
April 2, 2019 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
URBANDALE, IA
Past
February 14, 2019 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
URBANDALE, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/28/2025)
RR
Colorado(8/10/2023)
RR
Georgia(10/15/2025)
RR
Idaho(8/20/2024)
RR
Illinois(8/10/2023)
RR
Indiana(8/10/2023)
RR
Iowa(8/10/2023)
IAR
Iowa(8/10/2023)
RR
Kansas(4/23/2024)
RR
Massachusetts(8/10/2023)
RR
Michigan(8/10/2023)
RR
Minnesota(8/10/2023)
RR
Missouri(12/4/2023)
RR
Nebraska(8/10/2023)
RR
North Dakota(8/10/2023)
RR
Oklahoma(7/21/2025)
RR
Oregon(1/6/2025)
RR
South Carolina(5/9/2025)
RR
Texas(8/19/2025)
IAR
Texas(8/19/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/14/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Urbandale, IA 50322TRUST BUT VERIFY
Monitor David Perrott
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
