James G. Mosher

OLD PEAK FINANCE

Chapel Hill, NC 27517

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CRD#: 7068224

Professional summary

James Grant Mosher, CFP®, who also goes by Grant Mosher, is a registered financial advisor currently at OLD PEAK FINANCE located in Chapel Hill, North Carolina.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. James has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Grant Mosher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

During some evenings and weekends, I occasionally serve as a life coach and consultant for individuals. This sometimes involves phone meetings, speaking engagements, and/or group coaching.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Grant Mosher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

March 20, 2024 - Present

OLD PEAK FINANCE

Office #1: 100 Europa Drive Suite 410, Chapel Hill, NC 27517

RIA

CRD#: 154804

Chapel Hill, NC

Past

March 9, 2023 - February 28, 2024

BLUESKY WEALTH ADVISORS, LLC

RIA

CRD#: 116760

DURHAM, NC

Past

January 30, 2019 - March 16, 2023

MERIT WEALTH MANAGEMENT, LLC

RIA

CRD#: 148591

BEND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OLD PEAK FINANCE

OLD PEAK FINANCE | OLD PEAK FINANCE LLC

CRD#: 154804 / SEC#: 801-109968

RIA

Registered Investment Advisory firm - (2/14/2017 Approved)

North Carolina

Registered Investment Advisory firm - (2/17/2017 Terminated)

Texas

Registered Investment Advisory firm - (2/17/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

OLD PEAK FINANCE

OLD PEAK FINANCE | OLD PEAK FINANCE LLC

CRD#: 154804 / SEC#: 801-109968

RIA

Registered Investment Advisory firm - (2/14/2017 Approved)

North Carolina

Registered Investment Advisory firm - (2/17/2017 Terminated)

Texas

Registered Investment Advisory firm - (2/17/2017 Terminated)

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Contact information

Main Address

100 Europa Drive Suite 410, Chapel Hill, NC 27517

Mailing Address

Phone number

(919) 459-8181

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OLD PEAK FINANCE ADV PART 2A & 2B ANNUAL AMENDMENT 03.18.25 (3/18/2025)

Regulatory assets under management

Total Number of Accounts	579
AUM (Assets Under Management)	$ 575,178,443

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James G. Mosher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Grant Mosher's CRS (Customer Relationship Summary).

Certified licenses

Experience

OLD PEAK FINANCE

BLUESKY WEALTH ADVISORS, LLC

MERIT WEALTH MANAGEMENT, LLC

Primary Firm SEC Registration

OLD PEAK FINANCE

State Registrations and Notice Filings

Exams

Current Firm

OLD PEAK FINANCE

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OLD PEAK FINANCE

TRUST BUT VERIFY

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