Ka Tat Wong
Professional Summary
Ka Tat Wong, who also goes by Carter Wong, is a registered financial advisor currently at EDDID SECURITIES USA INC.. Ka Tat is registered as a RR (Registered Representative) and started their career in finance in 2019. Ka Tat has worked at 1 firm and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 24 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Carter Wong
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
7 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
EDDID SECURITIES USA INC.
Contact Information
Main Address
40 Wall Street Suite 1606, New York, NY 10005Mailing Address
40 Wall Street Suite 1606, New York, NY 10005Phone Number
(212) 363-6888Established
Delaware since 10/26/2018Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (43 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/8/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Dec 2020About the Series 79TO examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed May 2022About the Series 9 examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ka Tat Wong's CRS (Customer Relationship Summary).
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