AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
EH

Elena Hawk

HAWK ADVISORY LLC
SAN FRANCISCO, CA 94107
Some features on this profile are disabled
CRD#: 7067058
EH

Professional summary

Elena Hawk, who also goes by Elena Gruzdeva, is a registered financial advisor currently at HAWK ADVISORY LLC located in San Francisco, California.

Elena is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Elena has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6TO exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Elena Gruzdeva

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF OTHER BUSINESS:527 Hilton Ave / INVESTMENT RELATED?: Y ADDRESS: 527 Hilton Ave, CA / NATURE OF THE BUSINESS: Rental property for long-term rent / POSITION: Proprietor / owner / DUTIES: Pay mortgage, collect rent, communicate with tenants and maintenance staff, handle maintenance requests / START DATE: 1/25/22 / HOURS DEVOTED TO BUSINESS: NA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elena Hawk's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 18, 2024 - Present

HAWK ADVISORY LLC

Office #1: 1446a Rhode Island St, San Francisco, CA 94107
RIA
CRD#: 332571
SAN FRANCISCO, CA
Past

September 2, 2022 - July 10, 2023

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
SAN FRANCISCO, CA
Past

September 2, 2022 - July 10, 2023

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
SAN FRANCISCO, CA
Past

November 29, 2021 - August 10, 2022

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
San Francisco, CA
Past

June 3, 2021 - August 10, 2022

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
San Francisco, CA
Past

March 29, 2019 - May 19, 2021

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
CAPITOLA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/18/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/29/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/12/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/28/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/29/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6TO
Date: 3/8/2019
Investment Company Products/Variable Contracts Representative Examination

Current Firm

HA
HAWK ADVISORY LLC
HAWK ADVISORY LLC

CRD#: 332571 / SEC#:

California
Registered Investment Advisory firm - (9/18/2024 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1446a Rhode Island St, San Francisco, CA 94107
Mailing Address
447 Sutter St Ste 405 #206, San Francisco, CA 94108
Phone number
(415) 275-2532
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 4,900

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAWK ADVISORY LLC

CRD#: 332571San Francisco, CA 94107

TRUST BUT VERIFY

Monitor Elena Hawk

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

AG
Adam GreenAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
SAN MATEO, CA
MS
Maximilian SoaresAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
RR
San Francisco, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics