AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
EH

Elena Hawk

HAWK ADVISORY
SAN FRANCISCO, CA
·CRD# 7067058·7 years experience

Professional Summary

Elena Hawk, who also goes by Elena Gruzdeva, is a registered financial advisor currently at HAWK ADVISORY LLC located in San Francisco, California. Elena is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Elena has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6TO exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Elena Gruzdeva

Blog Corner

Similar Advisors

Bugra Bakan
Bugra Bakan

OCCIDENTAL ASSET MANAGEMENT, LLC

BURLINGAME, CA · CRD#
View profile

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Bugra Bakan
Bugra Bakan

OCCIDENTAL ASSET MANAGEMENT, LLC

BURLINGAME, CA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Bugra Bakan
Bugra Bakan

OCCIDENTAL ASSET MANAGEMENT, LLC

BURLINGAME, CA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Bugra Bakan
Bugra Bakan

OCCIDENTAL ASSET MANAGEMENT, LLC

BURLINGAME, CA · CRD#

Years of Experience

7 years in the financial services industry

Current & Past Employments

HAWK ADVISORY LLC·CRD# 332571
RIA
1446a Rhode Island St, San Francisco, CA 94107
September 18, 2024 - Present
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
San Francisco, CA
September 2, 2022 - July 10, 2023
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
San Francisco, CA
September 2, 2022 - July 10, 2023
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
RIA
San Francisco, CA
November 29, 2021 - August 10, 2022
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
San Francisco, CA
June 3, 2021 - August 10, 2022
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Capitola, CA
March 29, 2019 - May 19, 2021

Similar Advisors

Bugra Bakan
Bugra Bakan

OCCIDENTAL ASSET MANAGEMENT, LLC

BURLINGAME, CA · CRD#

Current Firm

HA
HAWK ADVISORY LLC

HAWK ADVISORY LLC

CRD#: 332571
California
Registered Investment Advisory firm - California (9/18/2024 Approved)

Contact Information

Main Address

1446a Rhode Island St, San Francisco, CA 94107

Mailing Address

447 Sutter St Ste 405 #206, San Francisco, CA 94108

Phone Number

(801) 916-6731

# of Employees

3

Documents

Latest Form ADV
0

Similar Advisors

Bugra Bakan
Bugra Bakan

OCCIDENTAL ASSET MANAGEMENT, LLC

BURLINGAME, CA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OTHER BUSINESS:527 Hilton Ave / INVESTMENT RELATED?: Y ADDRESS: 527 Hilton Ave, CA / NATURE OF THE BUSINESS: Rental property for long-term rent / POSITION: Proprietor / owner / DUTIES: Pay mortgage, collect rent, communicate with tenants and maintenance staff, handle maintenance requests / START DATE: 1/25/22 / HOURS DEVOTED TO BUSINESS: NA

Similar Advisors

Bugra Bakan
Bugra Bakan

OCCIDENTAL ASSET MANAGEMENT, LLC

BURLINGAME, CA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(9/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2021About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2019About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Sep 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2019About the SIE exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2019About the Series 6TO exam

Similar Advisors

Bugra Bakan
Bugra Bakan

OCCIDENTAL ASSET MANAGEMENT, LLC

BURLINGAME, CA · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Elena Hawk's CRS (Customer Relationship Summary).

Similar Advisors

Bugra Bakan
Bugra Bakan

OCCIDENTAL ASSET MANAGEMENT, LLC

BURLINGAME, CA · CRD#
EH
Follow Elena
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required